-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfjdyKf2TbvH/c+ZkKAk2KAd4m43rQRNaXT1/J93Vw38CkcVGiQphzYJ+/vVU4GE aSN2fPajj49PVj/qLM2uaQ== 0000901309-97-000008.txt : 19970222 0000901309-97-000008.hdr.sgml : 19970222 ACCESSION NUMBER: 0000901309-97-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970214 SROS: NYSE GROUP MEMBERS: CHARLES WILLIAM RUFF GROUP MEMBERS: CLOVER CAPITAL MANAGEMENT INC /NY/ GROUP MEMBERS: CLOVER CAPITAL MANAGEMENT, INC. GROUP MEMBERS: GEOFFREY HAROLD ROSENBERGER GROUP MEMBERS: MICHAEL EDWARD JONES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMPHENOL CORP /DE/ CENTRAL INDEX KEY: 0000820313 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 222785165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42895 FILM NUMBER: 97535872 BUSINESS ADDRESS: STREET 1: 358 HALL AVE CITY: WALLINGFORD STATE: CT ZIP: 06492 BUSINESS PHONE: 2032658900 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLOVER CAPITAL MANAGEMENT INC /NY/ CENTRAL INDEX KEY: 0000869854 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 TOBEY VILLAGE OFFICE PARK CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 7163856090 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Amphenol Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 032094203 (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the pur-pose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 pages CUSIP No. 032094203 Page 2 of 9 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Clover Capital Management, Inc. 16-1263400 - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION New York State - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,775,685 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,775,685 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,775,685 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON (See Instructions) IA - ------------------------------------------------------------------ Page 2 of 9 pages CUSIP No. 032094203 Page 3 of 9 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael Edward Jones ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,775,685 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,775,685 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,775,685 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------ Page 3 of 9 pages CUSIP No. 032094203 Page 4 of 9 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Geoffrey Harold Rosenberger ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. as to 3,000 shares Not Applicable as to balance - ------------------------------------------------------------------ (5) SOLE VOTING POWER 3,000 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,778,685 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 3,000 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,778,685 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,778,685 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------ Page 4 of 9 pages CUSIP No. 032094203 Page 5 of 9 pages - ------------------------------------------------------------------ (1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Charles William Ruff ###-##-#### - ------------------------------------------------------------------ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) /x/ - ------------------------------------------------------------------ (3) SEC USE ONLY - ------------------------------------------------------------------ (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. as to 1,000 shares Not Applicable as to balance - ------------------------------------------------------------------ (5) SOLE VOTING POWER 0 ---------------------------------------- NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED BY 2,776,685 EACH REPORTING PERSON ---------------------------------------- WITH (7) SOLE DISPOSITIVE POWER 0 ---------------------------------------- (8) SHARED DISPOSITIVE POWER 2,776,685 - ------------------------------------------------------------------ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,776,685 - ------------------------------------------------------------------ (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) / / - ------------------------------------------------------------------ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - ------------------------------------------------------------------ (12) TYPE OF REPORTING PERSON (See Instructions) IN - ------------------------------------------------------------------ Page 5 of 9 pages Item 1(a). Name of Issuer Amphenol Corporation Item 1(b). Address of Issuer s Principal Executive Offices 358 Hall Avenue P.O. Box 5030 Wallingford, CT 06492 Item 2. The following information is given for the corporation and persons listed below (collectively, the "Reporting Persons") 1(a). Name of Person Filing Clover Capital Management, Inc. ("Clover") 1(b). Address of principal business office: 11 Tobey Village Office Park Pittsford, NY 14534 1(c). Citizenship Incorporated in the State of New York 2(a). Name of Person Filing Michael E. Jones 2(b). Address of principal business office: 11 Tobey Village Office Park Pittsford, NY 14534 2(c). Citizenship United States of America 3(a). Name of Person Filing Geoffrey H. Rosenberger 3(b). Address of principal business office: 11 Tobey Village Office Park Pittsford, NY 14534 3(c). Citizenship United States of America 4(a). Name of Person Filing Charles W. Ruff 4(b). Address of principal business office: 11 Tobey Village Office Park Pittsford, NY 14534 4(c). Citizenship United States of America 4(d). Title of Class of Securities Class A Common Stock 4(e). CUSIP Number 032094203 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker of Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) /x/ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see sec. 240.13d_1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with sec. 240.13d-1(b)(ii)(G) (h) / / Group, in accordance with sec. 240.13d-1(b)(1)(ii)(H) Page 6 of 9 pages Item 4. Ownership Amount Beneficially Owned as of December 31, 1996: See item 9 on pages 2, 3, 4 and 5 (b) Percent of Class: See item 11 on pages 2, 3, 4 and 5 (c) Number of shares as to which person has: (i) sole power to vote or to direct the vote: See item 5 on pages 2, 3, 4 and 5 (ii) shared power to vote or to direct the vote: See item 6 on pages 2, 3, 4 and 5 (iii) sole power to dispose or to direct the disposition of: See item 7 on pages 2, 3, 4 and 5 (iv) shared power to dispose or to direct the disposition of: See item 8 on pages 2, 3, 4 and 5 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. Item 6. Ownership of more than Five Percent on Behalf of Another Person Name No. of Shares Percentage Clover 2,775,685 5.9 Michael E. Jones 0 0 Geoffrey H. Rosenberger 3,000 .0001 Charles W. Ruff 1,000 .0000 As investment adviser to the client accounts owning the subject securities, Clover shares the voting and dispositive power with the account owner of each account. As directors of Clover, Messrs. Jones, Rosenberger and Ruff share the dispositive powers with Clover. In addition, Mr. Rosenberger holds sole voting and dispositive power with respect to the subject securities beneficially owned by him (other than indirectly through Clover), and Mr. Ruff holds shared voting and dispositive power with respect to 1,000 of the subject securities beneficially owned by him (other than indirectly through Clover). Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 7 of 9 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CLOVER CAPITAL MANAGEMENT, INC. Date: February 14, 1997 By:s/ Michael E. Jones Michael E. Jones Managing Director Date: February 14, 1997 s/ Michael E. Jones Michael E. Jones Date: February 14, 1997 s/ Geoffrey H. Rosenberger Geoffrey H. Rosenberger Date: February 14, 1997 s/ Charles W. Ruff Charles W. Ruff Page 8 of 9 pages EX-99 2 EXHIBIT A AGREEMENT PURSUANT TO RULE 13D-1(F)(1) The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Amphenol Corporation at December 31, 1996 and agree that this filing is filed on behalf of each of them. CLOVER CAPITAL MANAGEMENT, INC. Date: February 14, 1997 By:s/ Michael E. Jones Michael E. Jones Managing Director Date: February 14, 1997 s/ Michael E. Jones Michael E. Jones Date: February 14, 1997 s/ Geoffrey H. Rosenberger Geoffrey H. Rosenberger Date: February 14, 1997 s/ Charles W. Ruff Charles W. Ruff Page 9 of 9 pages -----END PRIVACY-ENHANCED MESSAGE-----